Acc Db5

Running Head : S .E .CSecurities and re-sentencing fit outAuthor s NameAuthor s SchoolInstructor s NameSubject CodeSecurities and supersede CommissionThe Securities and Exchange Commission is a government agency with the prime state of enforcing the federal securities laws and regulating the securities industry or transmission line market place . The main reason for the creation of the (U .S ) south in 1934 as an independent , non-partisan quasi-judicial agency was to model the contrast market and continue unified abuses relating to the offering and sale of securities and corporate reporting . The sec was given the power to license and regulate stock exchanges . The instant , as all toldowed by the Congress , rear bring polite enforcement actions against individuals or companies found to have move accounting phony , provide false information or engaged insider traffic or some other violations of the securities law It was knowing to promote entire public disclosure and to protect the investment public double-dealing and manipulative practices in the securities market . The U .S SEC is imperturbable five commissioners appointed by the U .S . President and sanctioned by the Senate and one of them is appointed as the Chairman of the Commission - the agency s chief executive . The responsibilities of this restrictive agency be organized into four Divisions and 18 offices all located in Washington , DC . However , on that point are also Securities and Exchange Commission agencies in other countries , independent or separate from the U .S .
SECSince the SEC oversees the reassessment of securities firms , brokers investment advisers and ratings agencies , it wad closely monitor the regularities , or its neediness thereof , in firms and take the necessary action against those committing humbug and manipulative acts . It crumb righteously propose and implement rules regarding the trading operations of the securities markets . As mandated by SEC , public companies submit quarterly and annual reports as part of its statutory requirement . This is authoritative for the investors to make telephone set decisions when investing in the jacket crown markets . Through this , the SEC can appropriately keep an nerve center on the operations of its registered firms thereby achieving assuring fair and genuine undertakingsReferenceUS Securities and Exchange Commission . 2007 , kinfolk 11 . The Investor s Advocate : How the SEC Protects Investors , Maintains Market Integrity , and Facilities capital Formation . Retriev ed October 29 2007 , from HYPERLINK hypertext fare protocol /www .sec .gov /about /whatwedo .shtml laws http /www .sec .gov /about /whatwedo .shtml lawsS .E .C . foliate 3...If you want to get a full essay, order it on our website: OrderEssay.net

If you want to get a full information about our service, visit our page: write my essay